Code of Conduct
Governed document
- Version
- 1.0
- Effective
- Owner
- Abby, President
Acknowledgment required. Registered persons must confirm receipt of this version through the compliance system.
Placeholder. State who this applies to, including whether it reaches registered persons of Maccabees Securities, non-registered staff of Rubicon Advisory, and contractors.
Standards
Section titled “Standards”Placeholder.
Reporting
Section titled “Reporting”Placeholder.
Relationship to the compliance manual
Section titled “Relationship to the compliance manual”Where this document and the Maccabees Securities written supervisory procedures address the same subject, the WSPs control. This document does not amend them.